CA Final Law | SEBI Act Revision Part 1 | CIS, Investigation, Registration & Penalties

📚 SEBI Act 1992 Revision Series – Part 1 In this video, we cover the most important provisions of the SEBI Act, 1992 that are frequently tested in CA Final Law examinations. Topics Covered ✅ Section 11A – Regulation of Prospectus & Offer Documents ✅ Section 11AA – Collective Investment Scheme (CIS) ✅ ₹100 Crore Deeming Fiction Rule ✅ Exclusions from CIS ✅ Section 11B – Power to Issue Directions ✅ Disgorgement of Funds ✅ Section 11C – Investigation Powers ✅ Search & Seizure Procedures ✅ Non-Compliance Penalties ✅ Section 11D – Cease and Desist Orders ✅ Section 12 – Registration Requirements ✅ Section 12A – Fraud, Manipulation & Insider Trading ✅ SEBI General Fund, Accounts & Audit ✅ Sections 15A to 15EA – Penalty Framework ✅ Important Exam Thresholds & Case Study Concepts This revision is specially designed for CA Final students who want quick conceptual clarity along with retention of important statutory provisions, penalties, timelines, and exam-oriented points. 🎯 Best for: CA Final Law Revision Last Day Revision Self Study Fast Track Revision Case Study Preparation 📌 Watch Part 2 for the remaining SEBI provisions and advanced topics. ⏰ Timestamps 00:00 Introduction 00:48 Section 11A – Regulation of Prospectus 01:52 Collective Investment Scheme (CIS) 03:08 Four Conditions of CIS 04:35 ₹100 Crore Deeming Fiction 05:40 CIS Exclusions 07:10 Section 11B – Power to Issue Directions 08:22 Disgorgement of Funds 09:15 Section 11C – Investigation Powers 10:30 Duties During Investigation 11:42 Preservation of Documents 12:40 Examination on Oath 13:28 Search & Seizure 14:45 Penalties for Non-Compliance 15:45 Section 11D – Cease and Desist Orders 16:45 Section 12 – Registration of Intermediaries 17:55 Section 12A – Insider Trading & Fraud 18:55 Finance, Accounts & Audit 19:35 Sections 15A–15E Penalties 20:05 Section 15EA Exception 21:00 Quick Revision & Exam Tips 🔥 Hashtags #CAFinalLaw #CAFinal #SEBIAct #SEBIRevision #CAFinalRevision #CAStudents #SEBIAct1992 #CorporateLaw #EconomicLaws #LawRevision #CollectiveInvestmentScheme #InsiderTrading #CapitalMarket #CAExamPreparation #CAFinal2026