SEBI LODR & ICDR Regulations Revision | Part 3 | CA Final Law Exam Day Boost 🎯

Crack the toughest limits, timelines, and compliance rules of SEBI (LODR) and SEBI (ICDR) Regulations, 2015 without pulling your hair out! 🤯 Welcome to Part 3 of our super-crisp, zero-fluff revision series specifically engineered for CA Final Law (Paper 4). We are smashing through everything from Regulation 5 obligations, Related Party Transaction (RPT) thresholds, and Audit Committee powers, all the way to ICDR entry barriers, promoter lock-ins, and convertible debt criteria. Packed with real-life context and logical memory hacks to make the numbers stick right before you step into the exam hall. Hit that play button, lock in your scores, and let's get those marks! 00:00 - Introduction & SEBI Framework Overview 00:36 - Regulation 5: General Compliance Obligations 01:15 - Regulation 6: Compliance Officer Eligibility & Hierarchy 01:57 - Compliance Officer Vacancy Timelines & Duties 02:35 - Regulation 7: Share Transfer Agent Mandatory Routes 03:14 - Quarterly Compliances: Grievances, Governance & Shareholding 03:56 - Regulation 32 & 33: Statement of Deviation & Financial Results 04:38 - Annual Compliances: Audited Results & Annual Report (Reg 34) 05:17 - Regulation 29: Prior Intimation of Board Meetings (Triggers) 06:04 - Regulation 42 & 46: Record Date Notice & Website Updates 06:46 - Related Party Transactions (RPT): Key Definitions 07:42 - RPT Materiality Thresholds (1000 Cr / 10% / 5% Rules) 08:26 - RPT Approval Mechanisms: Audit Committee & Omnibus Approval 09:13 - RPT Shareholder Approval & Restricted Voting Rules 10:00 - Regulation 24A: Secretarial Audit Applicability & Criteria 10:45 - LODR Committees & ICDR Capital Market Frameworks 11:11 - Introduction to SEBI ICDR Framework 11:46 - Secretarial Audit Professional Mandates 12:20 - Term Limits for Secretarial Auditors (5-Year Rules) 12:48 - Audit Committee Composition & Financial Literacy 13:26 - Audit Committee Quorum & Investigative Powers 14:01 - Regulation 19: Nomination & Remuneration Committee (NRC) 14:34 - Regulation 20: Stakeholders Relationship Committee (SRC) 15:08 - Regulation 21: Risk Management Committee (Top 1000 Entities) 15:44 - Risk Committee Cyber Security Oversight & Meeting Gaps 16:20 - LODR Contravention Penalties & Stock Exchange Powers 16:58 - ICDR Issue Classifications (IPO, FPO, OFS, Rights Issue) 17:35 - Private Placements: Preferential Issues & QIP Rules 18:18 - Ineligible Entities & IPO Debarment Infractions 19:02 - Regulation 6(1): Strict Historical Financial Performance (3-15-1) 19:41 - Regulation 6(2): Alternative Route & 75% QIB Allotment 20:21 - Regulation 7: IPO General Corporate Purposes (25% GCP Limit) 21:01 - Offer for Sale (OFS) One-Year Share Holding Periods 21:16 - Convertible Debt IPO Regulations & 6-Month Clean Record Rule 21:37 - Institutional Compliance for Convertible Debt 21:49 - Secured Convertible Debt Asset Coverage Rules 22:01 - Regulation 11: Positive Consent for Equity Conversion 22:16 - Debt Non-Conversion Redemption Frameworks 22:29 - Restrictions on Financing Promoter Companies (18-Month Rule) 22:45 - Regulation 13: Warrants 25% Upfront Consideration & Tenure 23:09 - Regulation 14: Minimum Promoters' Contribution (20% Rule) 23:23 - Institutional Investors Bridging the 10% Promoter Shortfall 23:38 - Mandatory Escrow Rules for Promoter Funds 23:45 - Convertible Debt Project Cost Contribution (20%) 23:57 - Promoter Contribution 18-Month vs 3-Year Lock-In Periods 24:23 - Excess Promoter Holdings 6-Month Lock-In Rules 24:54 - Minor Shareholder Offer for Sale Caps (10% Rule) 25:28 - Exam Day Essentials & Core Timelines Cheat Sheet #CAFinalLaw #SEBILODR #SEBIICDR #SecretarialAudit #CAFinalRevision #ICAIExamLaw #CorporateLaws #CAFinalExamDay