CISI - Regulation and Compliance, Insider Trading

In this 20 minute extract from the Fitch Learning classroom tuituion phase of the Regulation and Compliance course the instructor covers part of the Insider Trading material that will be tested in the CISI examination. Including an introduction to the relevant legislation, the statutory offences, who can commit the offences and what inside information is. For information about the courses we offer to help you complete the CISI Diploma in Investment Compliance, please visit our website: https://www.fitchlearning.com/diploma... As part of the Fitch Group, Fitch Learning partner with clients to elevate knowledge and skills and enhance conduct. With centres in London, New York, Chicago, Singapore, Dubai and Hong Kong; we are committed to questioning and understanding client needs across the globe and on the ground locally. Our people advise and build learning solutions to accelerate the achievements of the individual, and the company across the entire employee lifecycle.