Market Abuse Compliance in Practice

Katharina Stüber, Partner, Baker McKenzie, Frankfurt. / For the premium version, please visit http://www.era.int/?132759&en Benefits of the premium version: Interactive features Certificate to earn CPD points Offline versions (Video, Audio, PDF) Quiz Topic: This e-presentation deals with market abuse compliance from a practical point of view. It tackles compliance management systems and elaborates on the most relevant aspects of market abuse compliance from an issuer’s perspective: insider prohibitions, insider lists, disclosure of insider information and managers’ transactions.