SIE Exam Prep: Part 16 (Settlement and Clearing)

The best way to prepare for the SIE exam is by reading the book. I am doing a series on putting the book in real-world easy to understand terms. This is Chapter 13 Settlement procedures and Clearing plus corporate actions 0:00 Intro 1:20 Order Entry 1:30 Execution 1:40 Clearing 1:53 Settlement 2:04 Custody 2:15 Settlement expanded 4:45 Seller’s Option 5:30 When Issued 6:55 DTCC 7:45 Paper Settlement 11:15 Restricted Shares 11:50 corporate Actions 16:15 Tender offer 17:49 Mergers vs Acquisitions 19:57 Proxy 20:15 Issuer Reports If you are looking for a Series 7 top off tutor please visit www.capadvantagetutoring.com If you are looking for materials you can get a 15% discount on STC materials by using this link Securities Training Corporation-- https://www.stcusa.com/referral/capit... If you are looking for an out of this world supplement go to: https://achievable.me/?utm_source=cap... If you are looking for a trading app feel free to click here WEBULL:https://act.webull.com/vi/z5dWcZuWlU4... Kindle Unlimited has some free resources for members https://amzn.to/2QiIUPd Some more Series 7 top off material (used) http://rover.ebay.com/rover/1/711-532... Series 7 for Dummies--https://amzn.to/36lmX7r Series 7 for Dummies Questions -- https://amzn.to/352vDiK Series 6 questions-- https://amzn.to/2ToH01j Series 6 book by Wiley -- https://amzn.to/2wpInn9 Michael Lewis ( love his take on finance ) Liars poker https://amzn.to/34J6MQH Flash Boys https://amzn.to/34zVwFU Money Culture https://amzn.to/2JSV6CQ PANIC!! https://amzn.to/2Nlvd0w Ray Dalio Big Debt Crisis https://amzn.to/36EGaSA 1980s Insider Trading Scandal ( I read this 2 or 3 times ) it’s NOT the movie ha-ha https://amzn.to/34A7rnm