MiFID II: Compliance at the Point of Sale
John Ahern is Partner at Katten Muchin Rosenman LLP in London. / For the premium version, please visit http://www.era.int/?127803&en Benefits of the premium version: Interactive features Certificate to earn CPD points Offline versions (Video, Audio, PDF) Quiz Topic: John Ahern considers how investment advice should be given so that one remains compliant with MiFID II. He discusses the suitability and appropriateness of portfolio management and other investment services under the legislation, as well as how to deal with documentation and taping
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