SIE Exam - Equity Securities. Episode 2
Next episode https://www.youtube.com/live/hVzVpr7X... • Series 7 Exam Prep Equity Securities Lectu... Section 2: Understanding Products and Their Risks - Equity Securities • Series 7 Exam Prep Equity Securities Lectu... 2.1 Products 2.1.1 Equity Securities • Types of equities Common stock Preferred stock Rights Warrants American Depositary Receipts (ADRs) Knowledge of: • Ownership (e.g., order of liquidation, limited liability) • Voting rights • Convertible • Control and restrictions (e.g., SEC Rule 144)
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