The Geek and the Guru Podcast - Series 65 Exam Laws and Regulations (Registrations)

Series 65 Exam Playlist    • Series 65 Investment Advisor Representativ...   Episode 2 Laws and Regulations (Registrations) 1. Registration of Persons    • Whose your Daddy?  SEC?  State?  NEVER BOT...   2. FORM ADV, DISCLOSURE BROCHURE, ADVISOR CONTRACT 3. COMPENSATION 4. ETHICS    • Series 66 Exam 14 questions on Ethical & F...  

The Geek and The Guru Podcast.  Series 65 Exam Client Recommendations and Investment Strategies
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The Geek and The Guru Podcast. Series 65 Exam Client Recommendations and Investment Strategies

The Geek and the Guru Series 65 Exam Investment Vehicles
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The Geek and the Guru Series 65 Exam Investment Vehicles

Series 65 Exam Mighty Niney - 90 Minutes for the Night Before and/or Morning of Your Exam
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Series 65 Exam Mighty Niney - 90 Minutes for the Night Before and/or Morning of Your Exam

Jon Stewart on Trump's "Meritocracy" & Desi Lydic on MAGA Moving Iran Goalposts | The Daily Show
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Jon Stewart on Trump's "Meritocracy" & Desi Lydic on MAGA Moving Iran Goalposts | The Daily Show

Hiring Employees for Your Small Business: HR Tips That Prevent Costly Mistakes
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Hiring Employees for Your Small Business: HR Tips That Prevent Costly Mistakes

Last Lecture Series: “How to Win Without Crushing Your Soul” - Graham Weaver
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Last Lecture Series: “How to Win Without Crushing Your Soul” - Graham Weaver

Why does every mammal get 1 billion heartbeats in their life?
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Why does every mammal get 1 billion heartbeats in their life?

Series 66 Exam Prep Episode 4 Laws and Regulations
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Series 66 Exam Prep Episode 4 Laws and Regulations

Series 66. Did you fail? We have a plan.
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Series 66. Did you fail? We have a plan.

Series 65 Success: Essential Practice Questions
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Series 65 Success: Essential Practice Questions

Series 65 Exam Tomorrow?  This Afternoon?  Pass?  Fail?  This 60 Minutes May Be the Difference!
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Series 65 Exam Tomorrow? This Afternoon? Pass? Fail? This 60 Minutes May Be the Difference!

The Geek and the Guru Series 65 Podcast Episode 4. Brian and Dean discuss Investment Vehicles.
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The Geek and the Guru Series 65 Podcast Episode 4. Brian and Dean discuss Investment Vehicles.

Continuity of Care and Emergency Preparedness with Fire Commissioner Greg Anderson
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Continuity of Care and Emergency Preparedness with Fire Commissioner Greg Anderson

Whose your Daddy?  SEC?  State?  NEVER BOTH!  IA and IARs Series 63/65/66 Exams
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Whose your Daddy? SEC? State? NEVER BOTH! IA and IARs Series 63/65/66 Exams

When Should You Claim Social Security If You Have A Pension
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When Should You Claim Social Security If You Have A Pension

The Geek and the Guru Podcast   Series 65 - Episode 1
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The Geek and the Guru Podcast Series 65 - Episode 1

The Heartbreaking Atrocity of The Ukraine War (And Why You Should Care) - James Verini
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The Heartbreaking Atrocity of The Ukraine War (And Why You Should Care) - James Verini

45 Securities Law Questions You MUST KNOW to PASS Series 65, 66 and 63
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45 Securities Law Questions You MUST KNOW to PASS Series 65, 66 and 63

Series 65 FAQ
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Series 65 FAQ

The Geek and The Guru - Series 65 Episode 2
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The Geek and The Guru - Series 65 Episode 2