Standard III – Duties to Clients and Prospective Clients (2025 LI CFA® Exam – Ethics–Module 3)

Master CFA Level I Ethics: Standard III, Duties to Clients and Prospective Clients with Professor James Forjan. Topics covered: loyalty, prudence, care; who is the client; linking decisions to the IPS; soft dollars and best execution; proxy voting; fair dealing and IPO allocations; suitability and annual IPS updates; performance presentation; confidentiality, plus exam-style examples and tips. Study with AnalystPrep: Level I: https://analystprep.com/shop/cfa-leve... Level II: https://analystprep.com/shop/learn-pr... Levels I, II & III (Lifetime access): https://analystprep.com/shop/cfa-unli... Prep Packages for the FRM® Program: FRM Part I & Part II (Lifetime access): https://analystprep.com/shop/unlimite... Topic 10 – Ethical and Professional Standards Module 3 – Guidance for Standards I-VII Standard III – Duties to Clients and Prospective Clients (A) Loyalty, Prudence, and Care (B) Fair Dealing (C) Suitability (D) Performance Presentation (E) Preservation of Confidentiality #CFA #CFALevel1 #Ethics #StandardIII #DutiesToClients #CFAExam #AnalystPrep #FinanceEducation