Series 7 Exam Prep - Guru Suitability 40 Case Studies

Watch "Suitability in 60 Minutes"    • Series 7 Exam Prep - Guru does Suitability...   and "Suitability: Yes or NO"    • Series 7 Exam Prep Suitability "Suitable? ...   and "Suitability Practice Test"    • Series 7 Exam Prep Guru Suitability Exam E...   Time stamps: 1:30 Zero coupon bonds 4:09 Ginnie Maes 6:03 Asset allocation nearing retirement 8:33 Liquidity 10:00 Non-callable bonds 11:35 Credit risk 14:02 Buy index puts as a hedge against systematic risk 16:16 Balanced fund 17:55 Short calls and short straddles expose a customer to UNLIMITED RISK!! 19:27 Index fund 20:42 Purchase a straddle to profit from volatility 22:09 Listed common stock is liquid and DPPs are NOT LIQUID! 23:47 Treasuries, GNMA, municipals 25:10 Sector ETF 27:17 Leveraged index fund 28:07 529 prepaid tuition plans 29:31 Roth IRAs 30:38 Municipal bond ETF 31:35 International stock fund 32:56 TIPs 34:20 401(k) plan 35:05 Laddered bond portfolio 36:24 Special situation fund 37:26 Cash reserve build up 38:50 ADRs 40:02 Equity REIT 41:47 Convertible bonds 44:35 largest monthly check is life only 45:47 Income or adjustment bonds 46:47 Broad-based market inverse index fund 48:00 B shares 49:00 Lack of diversification (non systematic or selection risk) 49:52 Fixed annuity 51:30 Joint with last survivor 52:42 Tax credits for historic real estate and low income housing 53:45 Maximum loss when buying option position is premium. Maximum loss in a credit spread is difference in the strikes less the net credit 55:13 Aggressive asset allocation 56:08 Growth fund 57:45 Deferred comp