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• Series 7 Exam Prep "Welcome, Partner" Dire... DPPs Time stamps: 00:00 Introduction 03:40 60/40 Board of directors 07:10 Selection risk or non systematic risk versus systematic risk 15:40 75/5/10 diversification 18:56 Open end fund versus closed end fund!!!!!!!!!!!!! 30:59 Selling dividends 32:32 A shares 35:05 Calculating percentage sales charge 40:21 Gift or gratuity rule maximum of $100 45:03 Breakpoints (quantity discounts) 48:10 Letter of Intent 55:47 B shares 57:13 C shares 57:16 12b-1 fees 1:00:04 DIE 90 1:02:12 REITs 1:04:32 Capital gains distributions 1:07:07 Redemption 1:08:25 Forward pricing practice question 1:11:05 Dollar cost averaging 1:18:25 Suitability and type of mutual funds 1:21:39 Beta 1:23:15 Efficient market hypothesis 1:26:06 Money market fund 1:30:40 Bond funds 1:45:20 ETFs 1:47:24 ETNs

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