NiSM Mutual Fund Mock Test Unit 5 Fund Distribution and Channel Management #nismexampreparation

0:00 Introduction 0:18 A distributor needs different AMFI Registration Numbers (ARN) for each Asset Management Company (AMC)? 1:55 A Mutual Fund distributor is paid trail commission for 4:18 Agents are compensated by Mutual Funds 5:32 ARN refers to 6:56 Commission paid at the time of investment is called. 9:50 Distributors do not get commission on self business. 11:31 For a distribution channel, 75% of the employees should 13:05 Stock exchange brokers are permitted to distribute Mutual 14:20 The distributor can charge fees from the investor. 15:47 SEBI regulates the distributors commissions. 17:05 Trail commission is linked to valuation of portfolio in the 18:58 Which of the following statement is true? 20:22 Who allots AMFI Registration Number? 21:37 0-14 Limit of the commission to be paid to distributor is decided by Securities & Exchange Board of India (SEBI). 24:08 After passing the NISM MFD exam, distributors can sell 26:34 SEBI has also permitted mutual funds to charge an additional 31:25 0-20 Distributor can charge Rs. 150 as a "transaction charges" to a existing investor for processing the application form. #nism5a #nismexampreparation #nismmutualfund #nism #mutualfund