How Can UK Financial Professionals Become Registered Investment Advisers in the US

If you are an overseas investment adviser who wants to broaden your clientele to the United States, you should know some critical differences. To become a registered financial adviser in the United States of America, an adviser must become registered on either a state or Federal level. The standards for UK or overseas investment advisers differ even when working with US investors. What else would you like to know about the Registered Investment Adviser registration process and business? Add it to the comments below. Watch the full video to find out which approach would work best for you and your firm. Follow Michael for more Registered Investment Adviser tips: LinkedIn:   / michael-rasmussen-44934b1b5   Twitter:   / mrasmussenlaw   Website: https://mtrasmussen.com/ About Michael: Michael Rasmussen’s success story starts where most entrepreneurs with a legal background begin: with big ideas to serve clients and an industry passion. Mr. Rasmussen is most passionate about assisting US and UK financial services professionals seeking investment adviser registration or acquisition due diligence services in the US or UK. In 2013, he started his career in the securities industry as a regulator with the Financial Industry Regulatory Authority (FINRA). After FINRA, Mr. Rasmussen served in Senior SEC/FINRA Consultant positions for several established legal and consulting firms. More recently, he has acted as General Counsel and Chief Compliance Officer for several established investment advisers and private fund managers, with each institution managing over $1 Billion in AUM.