How to Become a SEBI Investment Advisor

After watching this complete video, WHAT WILL YOU LEARN? ➤ All About SEBI RIA guidelines, regulations and framework ➤ Why becoming a SEBI RIA is useful ➤ The Process & Steps to be a SEBI RIA ➤ Industry Recognised Certifications in Financial Markets THE BACKGROUND The Securities and Exchange Board of India (Sebi) has brought in a slew of regulations governing registered investment advisers (RIAs), through a notification issued on 3 July. Many of these changes were proposed by the capital markets regulator in a discussion paper issued in January 2020. Sebi has clearly mandated that Independent Financial Practitioners and Advisors can not call themselves or use the terms such as Wealth Advisor or Independent Financial Adviser (IFA) or Financial Planner etc to describe themselves. If you are working for a particular product, you can be termed as Agent but to be known as Investment Advisor, you need to be registered with SEBI as per their mandated guidelines.